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Highlights

NEW MEMBER FIRM:  Piper Jaffray

NEW MEMBER FIRM:  Piper Jaffray

FIF is pleased to announce that Piper Jaffray has joined the Financial Information Forum Community.

FIF Meets with SEC on Rule 605 Modernization

FIF Meets with SEC on Rule 605

FIF met with the SEC to discuss the FIF Rule 605 Subgroup's recommendations on Rule 605 reform. See FIF's recommendations here.

CAT Industry Member Tech Spec

CAT Industry Member Tech Spec

The Final Industry Member Technical Specifications has been posted to 818-224-4801

FIF Sends Comment Letter on Tech Spec V0.6

FIF Sends Comment Letter on Tech Spec V0.6

FIF has submitted (203) 581-5203 to ThesysCAT on the CAT Tech Spec V0.6

FIF Comments on Sunset of Tick Size Pilot

FIF Sends Comment Letter on Tick Size Pilot

FIF has submitted 414-566-8867 on the planned sunset of the Tick Size Pilot Program to the SEC.

September Market Data Capacity Statistics

September Market Data Capacity Statistics

Industry Solutions Page is Live

Industry Solutions Page is Live

Contact us at 609-873-8408 to provide us with updates, services and products you wish to have displayed on your page. See it here: (203) 949-4939 

First Quarter FIF Retail Execution Quality Statistics Now Available

FIF Retail Execution Quality Statistics

First quarter FIF Retail Execution Quality Statistics now available here.

Retail Execution Quality Statistics

The FIF Rule 605/606 Working Group has been working on improving access to execution quality statistics for the retail community.

To participate in this initiative or for additional information, please contact the FIF Program Office

Retail Broker Dealers

712-432-6381

Wholesale Market Makers

See Template for Wholesale Market Makers

Top Initiatives

FIF maintains an initiative tracking list including key milestones and status on over 30 of the most relevant and important initiatives in the industry.

Comment Letters

FIF prepares comment letters and discussion documents based on member input that contribute to changes in implementation time frames and methodology. These letters are available to the general public.

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